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Self-regulatory organizations
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#	Item
351	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BYXApril 16, 2015 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-16 13:53:08 Financial system Financial Industry Regulatory Authority Securities Exchange Act Securities regulation in the United States U.S. Securities and Exchange Commission Registered representative Self-regulatory organization Selling away Registered Investment Advisor United States securities law Business Financial regulation
352	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-FINRAApril 15, 2015 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiven Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-15 20:12:04 ACT Securities Exchange Act U.S. Securities and Exchange Commission Economy of the United States Government United States securities law Financial Industry Regulatory Authority Financial regulation
353	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQApril 16, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed R Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-16 17:14:16 Investment Finance Stock market United States Securities and Exchange Commission United States securities law Electronic communication network Securities Exchange Act NASDAQ Regulation NMS Financial economics Financial markets Business
354	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEApril 2, 2015 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-03 06:15:31 Economy of the United States Stock market Financial economics Securities Exchange Act Investment NASDAQ U.S. Securities and Exchange Commission Stock exchange 73rd United States Congress United States Securities and Exchange Commission United States securities law
355	15 of 16 EXHIBIT 5 Additions underscored Deletions [bracketed] NYSE Arca Options Fees and Charges Effective Date: April [1]3, 2015 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-10 08:29:32 Economy of the United States New York Stock Exchange Market maker Broker Financial economics Pacific Exchange Investment Stock market Financial markets NYSE Arca Self-regulatory organizations
356	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEApril 6, 2015 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-06 16:14:55 Finance United States securities law Financial markets 73rd United States Congress Securities Exchange Act Regulation NMS New York Stock Exchange Short Futures contract United States Securities and Exchange Commission Financial economics Investment
357	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-OCCMarch 19, 2015 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change to Enhance the Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-20 10:27:07 Systemic risk Options Clearing Corporation Office of the Comptroller of the Currency Bank Basel II Capital requirement Federal Reserve System Financial regulation Finance Financial economics
358	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEArcaApril 15, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment Nos. 1 and 2 to Proposed Rule Change R Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-21 12:40:05 Stock market United States Securities and Exchange Commission 73rd United States Congress United States securities law American depositary receipt Exchange-traded fund Securities Exchange Act Securities Act Global depository receipt Financial economics Investment Finance
359	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEMKTApril 10, 2015 Self-Regulatory Organizations; NYSE MKT LLC.; Notice of Designation of Longer Period for Commission Action on Proceedi Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-13 08:45:44 Economy of the United States New York Stock Exchange Securities Exchange Act U.S. Securities and Exchange Commission Disapproval voting Financial regulation United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
360	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BYXApril 3, 2015 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-03 14:58:47 Self-regulatory organizations 73rd United States Congress Financial Industry Regulatory Authority Securities Exchange Act Securities regulation in the United States Financial system Business U.S. Securities and Exchange Commission United States securities law United States Securities and Exchange Commission Financial regulation

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